中国金融中心指数(CFCI)

第四期CDI 中国金融中心指数（CDI CFCI）走进成都，将CDI CFCI 的评价结果与成都金融中心发展的总结分析相结合。研究发现中国金融中心建设取得了显著成效，参与本期CDI CFCI 评价的31 个城市金融业增加值占地方生产总值比重平均达到6.8%，上海、北京、深圳和杭州的金融业增加值比重则超过10%，达到或接近先进国际金融中心水平。成都作为我国西部地区重要的金融中心，在本期CDI CFCI 中排名全国第八、西部首位，成都金融城建设、新兴金融业发展和地方金融管理体制创新成绩突出，金融中心建设雏形已具，前景光明。

第四期CDI 中国金融中心指数报告走进成都

上篇：第四期CDI 中国金融中心指数报告...........................................1
Volume I : CDI China's Financial Center Index 4
第一章第四期CDI 中国金融中心指数概要........................................................................ 2
Chapter 1 Summary of CDI China's Financial Center Index 4
1.1 第四期CDI CFCI 的主要结论..................................................................................... 2
The Main Conclusions of CDI CFCI 4
1.2 第四期CDI CFCI 背景................................................................................................. 6
Background of CDI CFCI 4
1.3 第四期CDI CFCI 研究框架......................................................................................... 9
Research Framework of CDI CFCI 4
第二章中国金融中心竞争力排名........................................................................................16
Chapter 2 Ranking on the Competitiveness of China Financial Centers
2.1 综合竞争力排名.......................................................................................................... 16
Ranking of Overall Competitiveness
2.2 分项竞争力排名.......................................................................................................... 18
Ranking of Subentry Competitiveness
第三章全国性金融中心评价................................................................................................30
Chapter 3 Evaluation on National Financial Center
3.1 总体评价...................................................................................................................... 30
Overall Evaluation
3.2 上海金融中心评价...................................................................................................... 32
Evaluation on Shanghai Financial Center
3.3 北京金融中心评价...................................................................................................... 36
Evaluation on Beijing Financial Center
3.4 深圳金融中心评价...................................................................................................... 41
Evaluation on Shenzhen Financial Center
第四章东北地区区域金融中心评价....................................................................................46
Chapter 4 Evaluation on Regional Financial Centers of Northeast China
4.1 总体评价...................................................................................................................... 46
Overall Evaluation
x
4.2 大连金融中心评价...................................................................................................... 50
Evaluation on Dalian Financial Center
4.3 沈阳金融中心评价...................................................................................................... 55
Evaluation on Shenyang Financial Center
4.4 长春金融中心评价...................................................................................................... 59
Evaluation on Changchun Financial Center
4.5 哈尔滨金融中心评价.................................................................................................. 63
Evaluation on Harbin Financial Center
第五章北部沿海地区区域金融中心评价............................................................................68
Chapter 5 Evaluation on Northern Coastal Financial Centers in China
5.1 总体评价...................................................................................................................... 68
Overall Evaluation
5.2 天津金融中心评价...................................................................................................... 72
Evaluation on Tianjin Financial Center
5.3 济南金融中心评价...................................................................................................... 76
Evaluation on Jinan Financial Center
5.4 青岛金融中心评价...................................................................................................... 80
Evaluation on Qingdao Financial Center
5.5 石家庄金融中心评价.................................................................................................. 84
Evaluation on Shijiazhuang Financial Center
第六章东部沿海地区区域金融中心评价............................................................................89
Chapter 6 Evaluation on Eastern Coastal Financial Centers in China
6.1 总体评价...................................................................................................................... 89
Overall Evaluation
6.2 杭州金融中心评价...................................................................................................... 94
Evaluation on Hangzhou Financial Center
6.3 南京金融中心评价...................................................................................................... 98
Evaluation on Nanjing Financial Center
6.4 苏州金融中心评价.................................................................................................... 102
Evaluation on Suzhou Financial Center
6.5 宁波金融中心评价.................................................................................................... 106
Evaluation on Ningbo Financial Center
6.6 无锡金融中心评价.................................................................................................... 110
Evaluation on Wuxi Financial Center
6.7 温州金融中心评价.................................................................................................... 114
Evaluation on Wenzhou Financial Center
第七章南部沿海地区区域金融中心评价..........................................................................119
Chapter 7 Evaluation on Southern Coastal Financial Centers in China
7.1 总体评价.................................................................................................................... 119
Overall Evaluation
7.2 广州金融中心评价.................................................................................................... 123
xi
Evaluation on Guangzhou Financial Center
7.3 厦门金融中心评价.................................................................................................... 127
Evaluation on Xiamen Financial Center
7.4 福州金融中心评价.................................................................................................... 132
Evaluation on Fuzhou Financial Center
第八章中部地区区域金融中心评价..................................................................................137
Chapter 8 Evaluation on Financial Centers in Central China
8.1 总体评价.................................................................................................................... 137
Overall Evaluation
8.2 武汉金融中心评价.................................................................................................... 141
Evaluation on Wuhan Financial Center
8.3 长沙金融中心评价.................................................................................................... 145
Evaluation on Changsha Financial Center
8.4 郑州金融中心评价.................................................................................................... 149
Evaluation on Zhengzhou Financial Center
8.5 合肥金融中心评价.................................................................................................... 154
Evaluation on Hefei Financial Center
8.6 南昌金融中心评价.................................................................................................... 158
Evaluation on Nanchang Financial Center
第九章西部地区区域金融中心评价..................................................................................164
Chapter 9 Evaluation on Financial Centers in Western China
9.1 总体评价.................................................................................................................... 164
Overall Evaluation
9.2 重庆金融中心评价.................................................................................................... 168
Evaluation on Chongqing Financial Center
9.3 西安金融中心评价.................................................................................................... 172
Evaluation on Xi'an Financial Center
9.4 昆明金融中心评价.................................................................................................... 177
Evaluation on Kunming Financial Center
9.5 乌鲁木齐金融中心评价............................................................................................181
Evaluation on Urumqi Financial Center
9.6 南宁金融中心评价.................................................................................................... 185
Evaluation on Nanning Financial Center
中篇：2011 年中国金融中心发展实践报告....................................... 196
Volume II : 2011 Development Practice of China Financial Centers
第十章全国性金融中心发展实践......................................................................................192
Chapter 10 Development Practice of National Financial Centers
10.1 上海.......................................................................................................................... 192
xii
Shanghai
10.2 北京.......................................................................................................................... 196
Beijing
10.3 深圳.......................................................................................................................... 200
Shenzhen
第十一章东北区域金融中心发展实践..............................................................................206
Chapter 11 Development Practice of Financial Centers in North-eastern Area
11.1 大连.......................................................................................................................... 206
Dalian
11.2 沈阳.......................................................................................................................... 208
Shenyang
11.3 长春.......................................................................................................................... 209
Changchun
11.4 哈尔滨.......................................................................................................................211
Harbin
第十二章北部沿海区域金融中心发展实践..................................................................... 214
Chapter 12 Development Practice of Financial Centers in Northern Costal Area
12.1 天津.......................................................................................................................... 214
Tianjin
12.2 济南.......................................................................................................................... 216
Jinan
12.3 青岛.......................................................................................................................... 217
Qingdao
12.4 石家庄...................................................................................................................... 219
Shijiazhuang
第十三章东部沿海区域金融中心发展实践..................................................................... 221
Chapter 13 Development Practice of Financial Centers in Eastern Costal Area
13.1 杭州.......................................................................................................................... 221
Hangzhou
13.2 南京.......................................................................................................................... 222
Nanjing
13.3 苏州.......................................................................................................................... 224
Suzhou
13.4 宁波.......................................................................................................................... 226
Ningbo
13.5 无锡.......................................................................................................................... 229
Wuxi
13.6 温州.......................................................................................................................... 231
Wenzhou
第十四章南部沿海区域金融中心实践..............................................................................234
xiii
Chapter 14 Development Practice of Financial Centers in Southern Costal Area
14.1 广州.......................................................................................................................... 234
Guangzhou
14.2 厦门.......................................................................................................................... 235
Xiamen
14.3 福州.......................................................................................................................... 237
Fuzhou
第十五章中部区域金融中心发展实践..............................................................................239
Chapter 15 Development Practice of Financial Centers in Central China
15.1 武汉.......................................................................................................................... 239
Wuhan
15.2 长沙.......................................................................................................................... 241
Changsha
15.3 郑州.......................................................................................................................... 243
Zhengzhou
15.4 合肥.......................................................................................................................... 246
Hefei
15.5 南昌.......................................................................................................................... 248
Nanchang
第十六章西部区域金融中心发展实践..............................................................................251
Chapter 16 Development Practice of Financial Centers in Western Area
16.1 重庆.......................................................................................................................... 251
Chongqing
16.2 西安.......................................................................................................................... 253
Xi'an
16.3 昆明.......................................................................................................................... 255
Kunming
16.4 乌鲁木齐.................................................................................................................. 256
Urumqi
16.5 南宁.......................................................................................................................... 259
Nanning
下篇：成都西部金融中心发展报告.................................................... 261
第十七章成都金融中心发展历程......................................................................................262
Chapter 17 The Process of Chengdu's Financial Center Development
17.1 探索发展时期（1993 年- 2005 年） ..................................................................... 263
Period of Exploration(1993-2005)
17.2 加速发展时期（2006 年-2009 年） ...................................................................... 265
Period of Rapid Development(2006-2009)
17.3 全面发展时期（2010 年以后） .............................................................................267
xiv
Period of All-Round Development(2010- )
第十八章成都金融中心发展评价......................................................................................270
Chapter 18 Evaluation on Chengdu Financial Center
18.1 成都金融产业绩效评价.......................................................................................... 270
Evaluation on Chengdu's Financial Sector Performance
18.2 成都金融机构实力评价.......................................................................................... 278
Evaluation on Chengdu's Financial Institutions Performance
18.3 成都金融市场规模评价.......................................................................................... 286
Evaluation on Chengdu's Financial Market Performance
18.4 成都金融生态环境评价.......................................................................................... 287
Evaluation on Chengdu's Financial Enviroment Performance
第十九章成都金融中心发展展望......................................................................................300
Chapter 19 Development Outlook of Chengdu Financial Center
19.1 全球金融中心格局对成都的启示..........................................................................300
Inspiration from the Structure of Global Financial Centers
19.2 成都西部金融中心建设面临的发展环境..............................................................304
Environment and Conditions of Building Chengdu as Western Financial Center
19.3 成都西部金融中心建设目标..................................................................................309
Objectives of Building Chengdu as Western Financial Center
19.4 成都西部金融中心建设重点任务..........................................................................313
Key Projects of Building Chengdu as Western Financial Center
第二十章成都传统金融业..................................................................................................320
Chapter 20 Traditional Financial Industry
20.1 成都银行业发展与创新.......................................................................................... 320
Innovation and Development of Banking Sector
20.2 成都证券期货业发展与创新..................................................................................325
Innovation and Development of Securities Sector
20.3 成都保险业发展与创新.......................................................................................... 327
Innovation and Development of Insurance Sector
第二十一章成都新兴金融业............................................................................................331
Chapter 21 Emerging Financial Industry
21.1 成都股权投资基金（PE/VC）发展与创新.......................................................... 331
Innovation and Development of PE/VC
21.2 成都新型金融服务机构发展与创新......................................................................336
Innovation and Development of Novel Financial Institutions
21.3 成都非银行机构发展与创新..................................................................................346
Innovation and Development of Non-Bank Financial Institutions
第二十二章成都农村金融..................................................................................................349
Chapter 22 Rural Finance
xv
22.1 成都农村金融体系建设.......................................................................................... 349
Development of Rural Financial System
22.2 成都农村金融产品与服务创新..............................................................................351
Innovation and Development of Rural Financial Services
22.3 成都农村金融发展展望.......................................................................................... 353
Development Outlook of Rural Finance
第二十三章成都科技金融..................................................................................................357
Chapter 23 Technology & Finance
23.1 成都科技金融体系建设.......................................................................................... 357
Development of Technology & Finance System
23.2 成都科技金融产品与服务创新..............................................................................361
Innovation of Technology & Finance Services
23.3 成都科技金融发展展望.......................................................................................... 363
Development Outlook of Technology & Finance
第二十四章成都金融配套产业..........................................................................................366
Chapter 24 Interrelated Financial Supporting Service Industry
24.1 成都金融服务外包及后台服务业..........................................................................366
Outsourcing Finacial Services and Background Services Industry
24.2 成都金融中介服务业.............................................................................................. 369
Financial Intermediary Service Industry
24.3 成都金融支付清算体系.......................................................................................... 372
Financial Payment and Settlement System
24.4 成都金融教育产业.................................................................................................. 375
Financial Education and Training Industry
第二十五章成都金融国际化............................................................................................380
Chapter 25 Fiancial Internationalization in Chengdu
25.1 成都金融国际化实践成果......................................................................................380
Practical Achievements of Fiancial Internationalization
25.2 成都金融国际化与国内先进城市比较..................................................................384
Comparison Between Chengdu and Other Leading Domestic Cities
25.3 成都金融国际化发展展望......................................................................................389
Outlook of Fiancial Internationalization Evolution
第二十六章成都信贷市场..................................................................................................391
Chapter 26 Credit Market
26.1 成都信贷市场运行发展概况及特点......................................................................391
Operational Situation of Credit Market
26.2 成都信贷市场的优势.............................................................................................. 396
Advantages of Chengdu's Credit Market
26.3 成都信贷市场发展展望和政策建议......................................................................398
Development Outlook and Policy Proposals
xvi
第二十七章成都资本市场..................................................................................................403
Chapter 27 Chengdu's Capital Market
27.1 成都资本市场发展概况.......................................................................................... 403
Overview of Capital Market
27.2 成都上市公司发展情况.......................................................................................... 404
Development of Listed Companies
27.3 成都证券经纪发展情况.......................................................................................... 406
Development of Securities Brokerage
27.4 成都证券投资者发展情况......................................................................................409
Development of Equity Investors
第二十八章成都保险市场.................................................................................................. 411
Chapter 28 Chengdu's Insurance Market
28.1 成都保险市场运行发展概况.................................................................................. 411
Overview of Insurance Market
28.2 成都保险市场的特点.............................................................................................. 414
Characteristics of Insurance Market
28.3 成都保险市场发展展望与政策建议......................................................................417
Development Outlook and Policy Proposals
第二十九章成都产权市场..................................................................................................421
Chapter 29 Chengdu's Property Right Market
29.1 我国产权市场总体发展概况..................................................................................421
Overview of Property Right Market in China
29.2 成都产权市场发展状况.......................................................................................... 423
Development of Property Right Market in Chengdu
29.3 成都产权市场发展定位.......................................................................................... 425
Development Orientation of Property Right Market in Chengdu
29.4 成都产权市场发展政策建议..................................................................................428
Policy Proposals for Chengdu's Property Right Market
第三十章成都经济社会发展..............................................................................................433
Chapter 30 Development of Chengdu's Economy and Society
30.1 成都经济社会发展情况.......................................................................................... 433
General Status of Economy and Society
30.2 成都经济社会发展展望.......................................................................................... 442
Outlook of Economy and Society Development
第三十一章成都地方金融管理..........................................................................................451
Chapter 31 Chengdu Local Financial Administration
31.1 成都地方金融管理机构及职能职责......................................................................451
Chengdu Local Financial Administration Authority and Its Functions and Duties
31.2 成都地方金融管理工作成效..................................................................................455
xvii
Achievements of Chengdu Local Financial Administration
31.3 未来成都地方金融管理工作思路和重点任务......................................................457
The Arrangements of Chengdu Local Financial Administration Affairs In the Future
第三十二章成都金融城建设..............................................................................................461
Chapter 32 Chengdu Financial City
32.1 成都金融城基本情况.............................................................................................. 461
Overview of Chengdu Financial City
32.2 成都金融城开发建设情况......................................................................................464
Construction of Chengdu Financial City
32.2.4 成都金融城未来发展展望...................................................................................470
DEVELOPMENT OUTLOOK OF CHENGDU FINANCIAL CITY

自2007 年美国次贷危机发生后到2009 年，全国29 个金融中心金融业增加值三年平均增长率平均达到21.04%，上海、北京、深圳的金融业增加值三年平均增长率分别达到23.97%、11.87%和28.63%，大连、沈阳更是高达37.43%和30.00%；29 个城市金融从业人员三年平均增长率平均也达到9.57%，上海、北京、深圳分别达到8.86%、11.81%和18.85%，沈阳和长沙更是超过20%。在国际上，在2011 年3 月发布的全球金融中心指数中，排名前20 个金融中心有5 个属于中国，分别是香港、上海、深圳、北京和台北，其中香港和上海分别排名第3 和第5。全球金融危机后，中国金融中心加速发展态势明显。

2011 年CDI 中国金融中心指数报告（第三期）

主编：余凌曲
副主编：张祥、谢敏、张建森、郭万达

在全球性金融危机和气候变暖的两大因素催化下，世界经济和我国经济都步入了重要的转型时期。从世界经济发展来看，金融危机将促使世界经济形态由虚拟经济向实体经济转型，发达国家经济高度虚拟化将会有一定程度的约束，而实体经济将更受重视；世界经济布局将由不平衡向再平衡转型，金融危机前发达国家过度消费、储蓄不足的结构性失衡难以持续，新兴市场的出口导向、过度依赖出口的发展战略也面临深度调整，全球贸易、储蓄与消费正处于再平衡和调整过程；随着气候变暖带来的严峻挑战和生命基因科学的快速发展，世界经济增长动力将由IT 经济向低碳经济转型，低碳经济和生物经济将成为世界经济发展的前驱型产业；由于亚洲经济的快速崛起，世界经济正在形成欧盟经济区、美洲经济区、东亚经济区三足鼎立的新格局，从而促使世界经济格局由单极向多极化发展。

CDI 中国金融中心指数（CDI CFCI）（第二期）

主编：张建森
副主编：余凌曲、谢敏、张祥

指导教授：樊纲 郭万达

目录

········································· 46
3.2 上海························································································50
3.2.1 评估结论···························································································50
3.2.2 区域比较···························································································51
3.2.3 发展基础···························································································55
3.3 北京························································································60
3.3.1 评估结论···························································································60
3.3.2 区域比较···························································································61
3.3.3 发展基础···························································································65
ii
3.4 深圳························································································68
3.4.1 评估结论···························································································68
3.4.2 区域比较···························································································69
3.4.3 发展基础···························································································73
第四章东北区域金融中心···························································· 78
4.1 区域概况··················································································78
4.2 沈阳························································································81
4.2.1 评估结论···························································································81
4.2.2 区域比较···························································································82
4.2.3 发展基础···························································································86
4.3 大连························································································89
4.3.1 评估结论···························································································89
4.3.2 区域比较···························································································90
4.3.3 发展基础···························································································93
4.4 哈尔滨·····················································································96
4.4.1 评估结论···························································································96
4.4.2 区域比较···························································································96
4.4.3 发展基础························································································· 100
4.5 长春······················································································ 105
4.5.1 评估结论························································································· 105
4.5.2 区域比较························································································· 106
4.5.3 发展基础························································································· 109
第五章北部沿海区域金融中心····················································· 112
5.1 区域概况················································································ 112
5.2 天津······················································································ 115
5.2.1 评估结论························································································· 115
5.2.2 区域比较························································································· 116
5.2.3 发展基础························································································· 119
5.3 济南······················································································ 122
5.3.1 评估结论························································································· 123
5.3.2 区域比较························································································· 123
5.3.3 发展基础························································································· 126
5.4 青岛······················································································ 128
5.4.1 评估结论························································································· 129
5.4.2 区域比较························································································· 129
5.4.3 发展基础························································································· 133
5.5 石家庄··················································································· 134
5.5.1 评估结论························································································· 135
5.5.2 区域比较························································································· 135
5.5.3 发展基础························································································· 138
iii
第六章东部沿海区域金融中心·····················································142
6.1 区域概况················································································ 142
6.2 杭州······················································································ 146
6.2.1 评估结论························································································· 146
6.2.2 区域比较························································································· 147
6.2.3 发展基础························································································· 150
6.3 南京······················································································ 154
6.3.1 评估结论························································································· 155
6.3.2 区域比较························································································· 155
6.3.3 发展基础························································································· 159
6.4 宁波······················································································ 161
6.4.1 评估结论························································································· 162
6.4.2 区域比较························································································· 162
6.4.3 发展基础························································································· 166
6.5 苏州······················································································ 170
6.5.1 评估结论························································································· 171
6.5.2 区域比较························································································· 171
6.5.3 发展基础························································································· 175
6.6 温州······················································································ 179
6.6.1 评估结论························································································· 179
6.6.2 区域比较························································································· 180
6.6.3 发展基础························································································· 183
6.7 无锡······················································································ 187
6.7.1 评估结论························································································· 188
6.7.2 区域比较························································································· 188
6.6.3 发展基础························································································· 192
第七章南部沿海区域金融中心·····················································196
7.1 区域概况················································································ 196
7.2 广州······················································································ 199
7.2.1 评估结论························································································· 200
7.2.2 区域比较························································································· 200
7.2.3 发展基础························································································· 203
7.3 厦门······················································································ 208
7.3.1 评估结论························································································· 208
7.3.2 区域比较························································································· 208
7.3.3 发展基础························································································· 212
7.4 福州······················································································ 216
7.4.1 评估结论························································································· 216
7.4.2 区域比较························································································· 217
7.4.3 发展基础························································································· 220
iv
第八章中部区域金融中心···························································224
8.1 区域概况················································································ 224
8.2 武汉······················································································ 228
8.2.1 评估结论························································································· 228
8.2.2 区域比较························································································· 228
8.2.3 发展基础························································································· 232
8.3 合肥······················································································ 235
8.3.1 评估结论························································································· 235
8.3.2 区域比较························································································· 236
8.3.3 发展基础························································································· 236
8.4 郑州······················································································ 240
8.4.1 评估结论························································································· 243
8.4.2 区域比较························································································· 243
8.4.3 发展基础························································································· 247
8.5 长沙······················································································ 250
8.5.1 评估结论························································································· 250
8.5.2 区域比较························································································· 251
8.5.3 发展基础························································································· 254
8.6 南昌······················································································ 259
8.6.1 评估结论························································································· 259
8.6.2 区域比较························································································· 259
8.6.3 发展基础························································································· 263
第九章西部区域金融中心···························································267
9.1 区域概况················································································ 267
9.2 重庆······················································································ 270
9.2.1 评估结论························································································· 271
9.2.2 区域比较························································································· 271
9.2.3 发展基础························································································· 276
9.3 西安······················································································ 279
9.3.1 评估结论························································································· 279
9.3.2 区域比较························································································· 280
9.3.3 发展基础························································································· 283
9.4 成都······················································································ 288
9.4.1 评估结论························································································· 288
9.4.2 区域比较························································································· 288
9.4.3 发展基础························································································· 293
9.5 昆明······················································································ 296
9.5.1 评估结论························································································· 296
9.5.2 区域比较························································································· 297
9.5.3 发展基础························································································· 301
参考文献··················································································304
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后记························································································317